Compliance Officer Job at GTI Investment

GTI Investment - We are your trusted partner in investment banking services. Our broad range of service offerings includes Securities Dealing, Asset Management, Trusteeship, Corporate Finance, Private Equity, and Micro Banking. Since 1998, we have actively supported our highly diversified client base - Corporations, Financial Institutions, Governments, and Individuals - in securing a financially stable future.

We are recruiting to fill the position below:

Job Position: Compliance Officer

Job Location: Marina, Lagos
Employment Type: Full-time

Job Description

• We are looking for an experienced and strategic Compliance Officer to join our fast-growing asset management company.
• The ideal candidate will play a key role in ensuring the company’s operations comply with all applicable laws, regulations, and internal policies.
• This position involves designing, implementing, and overseeing robust compliance programs to protect the company from regulatory risks and maintain its strong reputation in the industry.
• Ensure the firm’s operations comply with all applicable laws, regulations, and guidelines issued by the SEC and other relevant regulatory bodies.
• Develop and maintain a comprehensive compliance framework to monitor regulatory changes and update internal processes accordingly.
• Conduct internal audits and compliance checks to identify and address potential risks.
• Develop, implement, and regularly review compliance policies and procedures to align with best practices and industry standards.
• Act as the primary liaison with the SEC and other regulatory authorities.
• Oversee the company’s Know Your Customer (KYC) and Anti-Money Laundering (AML) programs.
• Facilitate AML/CFT trainings for staff
• Investigate compliance breaches and recommend corrective actions.
• Report material compliance issues to the SEC and other regulatory bodies when required.
• Ensure transaction monitoring of staff, employee and client’s account.
• Work with the business managers to develop an effective sustainable compliance program.

Requirements

• Bachelor's Degree in Finance, Business Administration, Law, or a related field.
• 3 - 6 years of experience in compliance, preferably in an asset management or financial services firm
• The candidate must be SEC Sponsored Individual as a Compliance Officer
• Strong knowledge of local and international financial regulations and compliance requirements.

Method of Application
Interested and qualified candidates should send their  CV to: career@gti.com.ng using the Job Position as the subject of the email.